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10 Top Risks for 2017

10 Top Risks for 2017

The following report from Protiviti, an international Risk & Business Consulting and Internal Audit company, and North Carolina State University’s ERM Initiative, contains results from the fifth annual risk survey of directors and executives. This report includes their views and the likely collection of risks that will affect their organisations over 2017. Key findings The […]

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INFOGRAPHIC: Seventh annual global EY / IIF bank risk management survey

INFOGRAPHIC: Banks Risk Management Survey 2016 by EY

Banks have taken serious steps post-financial crisis to improve and even totally overhaul their Risk Management processes and systems . This has been an enormous challenge for banks as the industry regulation has increased exponentially post-financial crisis with capital and liquidity requirements also increasing. At the same time, CEO’s must keep their focus on increasing banking revenues to 10-15% […]

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Thomson Reuters Culture and Conduct Risk Survey 2016/17

Thomson Reuters Culture and Conduct Risk Survey 2016/17

This is Thomson Reuters’ forth annual survey, focusing on how financial services firms are managing conduct risk has identified distinct industry wide trends against which firms can benchmark their own progress. Last year, compliance and risk practitioners from more than 260 financial services firms across the world, including banks, brokers, asset managers and insurers took […]

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Updated rules for markets in financial instruments: MiFID 2

MIFID (II) AND MIFIR

Whats is MiFID? MiFID is the Markets in Financial Instruments Directive (2004/39/EC). It has been applicable across the European Union since November 2007. It is a cornerstone of the EU’s regulation of financial markets seeking to improve the competitiveness of EU financial markets by creating a single market for investment services and activities and to […]

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