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Thomson Reuters Culture and Conduct Risk Survey 2016/17

Thomson Reuters Culture and Conduct Risk Survey 2016/17

This is Thomson Reuters’ forth annual survey, focusing on how financial services firms are managing conduct risk has identified distinct industry wide trends against which firms can benchmark their own progress. Last year, compliance and risk practitioners from more than 260 financial services firms across the world, including banks, brokers, asset managers and insurers took […]

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Intelligent Risk – PRMIA

Intelligent Risk – PRMIA – October 2016

This issue of Intelligent Risk explores strategic risk and financial institution business models, as well as offers updates on PRMIA initiatives and programs. Inside this issue: Reputational Risk – “How persistent are the effects of negative reputation events?” National differences in risk culture An interview with PRMIA Director of Learning and Development, Mary Rehm Market-risk […]

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McKinsey on Risk

McKinsey on Risk

McKinsey’s new publication features the best of its thinking on risk and risk-management issues, with McKinsey’s inaugural issue examining the evolving role of credit portfolio management, regulations affecting European banks, how to manage technology risk, and the value of digitally transforming credit-risk management. The paper also covers: The future of bank risk management Nonfinancial risk: […]

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Intelligent Risk – PRMIA

Intelligent Risk – PRMIA – June 2016

June’s edition of Intelligent Risk is full of interesting articles which are relevant for anyone working in Risk Management. The Professional Risk Managers’ International Association’s (PRMIA) periodic publication contains free exclusive content for subscribers. The June edition covers in depth Risk Culture articles. Inside this edition you will find: Risk culture – A recipe for […]

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Updated rules for markets in financial instruments: MiFID 2

MIFID (II) AND MIFIR

Whats is MiFID? MiFID is the Markets in Financial Instruments Directive (2004/39/EC). It has been applicable across the European Union since November 2007. It is a cornerstone of the EU’s regulation of financial markets seeking to improve the competitiveness of EU financial markets by creating a single market for investment services and activities and to […]

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